Corporate compliance

- Le & Tran helps clients design, test and implement effective and practical compliance programs that meet the requirements of Vietnam and international standards.

- The followings are some of our corporate compliance and legal risk management work:

• Assisting in organizational structure such as Board oversight and review processes, and establishing compliance governance at management level

• Providing updates for management levels and committee levels on latest legal requirements

• Setting up appropriate compliance system within a retail store or a factory, or working office

• Assessing and identifying potential areas of legal, regulatory and fraud risk

• Designing and implementing overall compliance and ethics systems

• Creating and reviewing codes of conduct

• Developing programs and procedures aimed at specific risks (e.g. Foreign trade activities, Product false claim)

• Auditing the effectiveness of existing compliance programs as well as auditing for employees’ self-compliance

• Counselling in information and document management issues, including privacy, electronic communications and records retention

• Training for company employees who interact with state or government employees and officials

• Advising on government legal issues including government ethics, information-sharing, real estate, intellectual property, land-use, transportation, human resources, fundraising, and interaction with private organizations

• We also counsel our clients if they wish their products and services can surpass the highest standards of consumer protection laws, anti-corruption laws, securities issuance and trading laws, etc